Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Metzbower is a financial advisor with LPL Financial LLC. James has been in the financial services industry since 2003 and has experience working with a variety of clients including high-net-worth individuals, corporations, and charitable organizations. James is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 6, 7, 63, and 65 licenses. James also holds the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
08/14/2024 - Present
LPL Financial LLC (LUTHERVILLE MD)
MD
04/18/2016 - 08/16/2024
OSAIC FA, INC. (Lutherville MD)
MD
03/01/2012 - 04/25/2016
FOUNDERS FINANCIAL SECURITIES LLC (TOWSON MD)
MD
07/07/2008 - 03/08/2012
FIRST COMMAND FINANCIAL PLANNING, INC. (JACKSONVILLE MD)
MD
04/06/2006 - 06/30/2008
ALLSTATE FINANCIAL SERVICES, LLC (PHOENIX MD)
TX
03/07/2003 - 02/08/2006
FIRST COMMAND FINANCIAL PLANNING, INC. (FORT WORTH TX)
IA
Issued 12/20/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/05/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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