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James Charles McMillan

J.v.b. Financial Group, LLC

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About James Charles McMillan

James McMillan is a financial advisor with J.v.b. Financial Group, LLC. James has been a financial advisor since 1996 and is licensed in New York. James has a wide range of experience and expertise in the financial services industry, and is committed to providing his clients with personalized financial advice.

Firm Information

James McMillan is currently registered with J.v.b. Financial Group, LLC. J.v.b. Financial Group, LLC is a Limited Liability Company that was formed on December 5, 2008. The firm is registered in 53 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

47

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James McMillan’s Registration & Firm History

NY

06/16/2023 - Present

J.v.b. Financial Group, LLC (NEW YORK NY)

NY

07/29/2021 - 05/19/2023

J.V.B. FINANCIAL GROUP, LLC (NEW YORK NY)

NY

01/15/2016 - 01/22/2019

PRINCIPAL FUNDS DISTRIBUTOR, INC. (NEW YORK NY)

IA

02/24/2015 - 04/26/2016

PRINCIPAL SECURITIES, INC. (DES MOINES IA)

NY

10/07/2009 - 01/08/2014

N.A. INVESTCORP LLC (NEW YORK NY)

NY

11/05/2007 - 01/09/2009

BLACKSTONE ADVISORY SERVICES L.P. (NEW YORK NY)

NY

07/26/2001 - 06/07/2005

CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)

NY

10/20/2000 - 05/21/2001

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

01/21/2000 - 10/16/2000

J. P. MORGAN ADVISORS, INC. (NEW YORK NY)

NY

07/23/1999 - 01/28/2000

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NJ

07/21/1994 - 07/08/1999

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NY

11/23/1988 - 06/28/1994

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/17/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 04/04/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/17/2017

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/01/2015

Series 3 - National Commodity Futures Examination

BC

Issued 11/01/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for James Charles McMillan.
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