Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Charles Mannino is a financial professional with over 20 years of experience in the industry. James is currently registered with Imperial Capital, LLC. Previously, James was registered with Knight Capital Americas LLC, Knight Capital Americas, L.P., and Knight Libertas LLC. James holds a Series 3, Series 7 and SIE license. James is registered in 15 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/01/2013 - Present
Imperial Capital, LLC (NEW YORK NY)
NJ
07/02/2012 - 12/13/2012
KNIGHT CAPITAL AMERICAS LLC (RED BANK NJ)
NJ
01/03/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (RED BANK NJ)
NJ
12/01/2008 - 01/03/2011
KNIGHT LIBERTAS LLC (RED BANK NJ)
NY
08/26/2003 - 12/04/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
10/07/1999 - 08/15/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
08/17/1998 - 09/01/1998
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 10/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1999
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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