Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Charles MacK is an active investment advisor representative with LPL Financial LLC. James is registered with the state of Michigan and is in the process of completing registration with FINRA. James has been in the financial industry since 1975 and previously worked with Ameriprise Financial Services, LLC, Ameriprise Advisor Services, Inc., Raymond James & Associates, Inc., Roney & Co., Roney & Co. L.L.C., PaineWebber Incorporated, The Ohio Company, Oberweis Securities, Inc., Rodecker & Company Investment Brokers, Inc., Bache & Co Incorporated and Bache & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
01/01/2025 - Present
LPL Financial LLC (HOWELL MI)
MI
10/05/2009 - 04/02/2020
AMERIPRISE FINANCIAL SERVICES, LLC (Bloomfield Hills MI)
MI
06/05/2009 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (LIVONIA MI)
MI
06/16/1998 - 06/15/2009
RAYMOND JAMES & ASSOCIATES, INC. (FARMINGTON HILLS MI)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
09/10/1990 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
NJ
01/24/1984 - 09/11/1990
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
05/15/1982 - 02/24/1984
THE OHIO COMPANY
NA
06/27/1980 - 03/31/1982
OBERWEIS SECURITIES, INC.
NA
09/02/1977 - 07/21/1980
RODECKER & COMPANY INVESTMENT BROKERS, INC.
NA
02/27/1976 - 10/07/1977
BACHE & CO INCORPORATED
NA
03/20/1975 - 02/27/1976
BACHE & CO., INCORPORATED
IA
Issued 09/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1977
PC - AMEX Put and Call Exam
BC
Issued 03/15/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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