Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Lewis has been in the financial industry since February 15, 2001, providing advisory services for individuals, trusts, and estates. James is registered with Pruco Securities, LLC and has been with them since August 2016. Prior to that, James was associated with MetLife Securities Inc. and Metropolitan Life Insurance Company. James is a licensed Certified Public Accountant and holds a real estate license, although those are not currently in use. James is licensed in New York and New Jersey, with a focus on providing investment advice for individuals and business clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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Compensation from lpl enterprise, llc
1
2
CT
06/07/2021 - Present
Pruco Securities, LLC (SHELTON CT)
NY
03/03/2006 - 05/20/2015
METLIFE SECURITIES INC. (ELMSFORD NY)
NY
03/03/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BRONX NY)
NY
06/14/1999 - 12/08/2005
GOTHAM LAWRENCE CORPORATION (NEW YORK NY)
BC
Issued 07/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/11/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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