Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Charles Herbert is a securities professional who has been in the industry since August 2022. James holds Series 7TO, Series 63, and SIE licenses and is currently registered with Redi Global Technologies LLC in New York. James has also been approved to sell securities in Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/19/2022 - Present
Redi Global Technologies LLC (NEW YORK NY)
BC
Issued 11/17/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 03/24/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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