Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Duncan is a financial advisor with Cetera Investment Advisers LLC, located in Atlanta, GA. James has been in the financial services industry since 2004 and has a wide range of experience in providing financial advice to individuals and businesses. James is registered as a Registered Representative with FINRA, a Registered Investment Advisor with the state of Georgia, and holds the Series 7, Series 63, Series 66 and Series 24 licenses. Prior to Cetera Investment Advisers LLC, James worked at First Allied Securities, Inc., Summit Brokerage Services, Inc., VALIC Financial Advisors, Inc., FSC Securities Corporation, Royal Alliance Associates, Inc., SagePoint Financial, Inc., Woodbury Financial Services, Inc., and LPL Financial LLC. James has a broad background in financial planning, investment management, and retirement planning. James specializes in providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
03/23/2023 - Present
Cetera Investment Advisers LLC (ATLANTA GA)
GA
10/19/2017 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ATLANTA GA)
GA
10/19/2017 - 12/03/2019
SUMMIT BROKERAGE SERVICES, INC. (ATLANTA GA)
TX
04/30/2015 - 09/21/2017
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
GA
04/30/2015 - 05/02/2016
FSC SECURITIES CORPORATION (ATLANTA GA)
AZ
04/30/2015 - 05/02/2016
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
04/30/2015 - 05/02/2016
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
MN
04/30/2015 - 05/02/2016
WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)
GA
09/05/2014 - 04/22/2015
LPL FINANCIAL LLC (MARIETTA GA)
AZ
05/26/2010 - 08/20/2014
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
AZ
05/14/2010 - 08/20/2014
SAGEPOINT FINANCIAL, INC. (SCOTTSDALE AZ)
GA
05/25/2004 - 08/20/2014
FSC SECURITIES CORPORATION (ATLANTA GA)
NY
11/25/2003 - 05/06/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 11/11/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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