Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Charles Byrnes has been a registered representative since 1989. Currently, James Byrnes is a registered representative of MML Investors Services, LLC. Previously, James Byrnes worked for NYLIFE Securities LLC, Rosenblatt Securities Inc., International Strategy & Investment Group LLC, Evercore Group L.L.C., Thomas Weisel Partners LLC, J.P. Morgan Securities Inc., Chase Securities Inc., Hambrecht & Quist LLC, Salomon Smith Barney Inc., and Lehman Brothers Inc. James Byrnes is currently registered as a broker-dealer with the state of Florida. James Byrnes is also a registered investment advisor in the state of Florida. James Byrnes specializes in offering financial planning, asset allocation programs, pension consulting and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
FL
08/12/2024 - Present
MML Investors Services, LLC (ST. AUGUSTINE FL)
FL
02/01/2018 - 07/29/2024
NYLIFE SECURITIES LLC (JACKSONVILLE FL)
NY
06/08/2015 - 01/02/2018
ROSENBLATT SECURITIES INC. (NEW YORK NY)
NY
10/31/2014 - 06/01/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
NY
08/03/2010 - 11/18/2014
EVERCORE GROUP L.L.C. (New York NY)
NY
09/30/2002 - 07/26/2010
THOMAS WEISEL PARTNERS LLC (NEW YORK NY)
NY
05/01/2001 - 09/26/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/05/2001 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
02/01/2000 - 02/05/2001
CHASE SECURITIES INC. (NEW YORK NY)
CA
03/12/1999 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
NY
04/21/1992 - 03/16/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
01/09/1989 - 03/10/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 03/29/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/29/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/01/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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