Unclaimed
James Chappelle Hill is a financial advisor with over 50 years of experience in the industry. James Chappelle Hill is currently registered with Level Four Financial, LLC in Raleigh, NC. James Chappelle Hill is also registered in South Carolina and Texas. James Chappelle Hill has previously worked with MID-ATLANTIC SECURITIES, INC., DAVENPORT & COMPANY LLC, SCOTT & STRINGFELLOW, INC., WHEAT, FIRST SECURITIES, INC., THOMSON MCKINNON SECURITIES INC., and CAROLINA SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
10/14/2022 - Present
Level Four Financial, LLC (RALEIGH NC)
NC
03/26/2010 - 10/31/2022
MID-ATLANTIC SECURITIES, INC. (RALEIGH NC)
NC
09/15/1999 - 03/26/2010
DAVENPORT & COMPANY LLC (SANFORD NC)
VA
05/05/1999 - 09/20/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
VA
09/15/1994 - 05/05/1999
SCOTT & STRINGFELLOW, INC. (RICHMOND VA)
NC
04/06/1988 - 10/06/1994
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
NA
02/24/1988 - 03/26/1988
THOMSON MCKINNON SECURITIES INC.
NA
03/18/1980 - 02/24/1988
CAROLINA SECURITIES CORPORATION
NA
05/25/1967 - 03/15/1980
WHEAT, FIRST SECURITIES, INC.
BC
Issued 04/02/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/02/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/31/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/01/1973
Series 00 - General Securities Principal Examination
BC
Issued 01/27/1969
Series 12 - NYSE Branch Manager Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1977
PC - AMEX Put and Call Exam
BC
Issued 02/11/1964
Series 000 - General Securities Principal Examination
BC
Issued 12/19/1961
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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