Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Faucett is an active broker and investment advisor representative with Edward Jones in Wharton, Texas. James has been in the financial industry since 2004 and has worked with Edward Jones since 2016. James holds Series 7, 63 and 66 licenses, and has passed the SIE exam. James has experience working with clients from various sectors including high net worth individuals, corporations and other businesses, pension and profit-sharing plans, as well as charitable organizations. James is committed to providing clients with financial planning, portfolio management services for businesses and individuals and helping them select other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
06/16/2016 - Present
Edward Jones (WHARTON TX)
CT
05/18/2011 - 04/28/2016
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
NJ
01/29/2008 - 08/31/2010
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CT
07/11/2007 - 01/14/2008
PLANCO FINANCIAL SERVICES, LLC (HARTFORD CT)
TX
12/02/2004 - 07/10/2007
EDWARD JONES (HOUSTON TX)
BOTH
Issued 06/16/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/03/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure James Faucett is the right advisor for you? Invested Better is here to help.
