Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Cello Rice is a financial advisor with D.a. Davidson & Co. James has been in the financial industry for over 30 years and has a wide range of experience, serving clients in many states. James has a deep understanding of the financial markets and a commitment to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
03/08/2003 - Present
D.a. Davidson & Co. (DENVER CO)
CA
08/23/1999 - 01/02/2003
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
CA
03/21/1998 - 08/24/1999
UBOC INVESTMENT SERVICES, INC. (GLENDALE CA)
MI
02/12/1996 - 02/04/1998
GRAICAP, INC (DETROIT MI)
MI
08/13/1994 - 12/17/1995
COMERICA SECURITIES (DETROIT MI)
NY
10/25/1989 - 07/22/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/28/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2013
Series 3 - National Commodity Futures Examination
BC
Issued 10/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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