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James Cecil McCaskill

Steward Partners Investment Solutions, LLC

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About James Cecil McCaskill

James Cecil McCaskill is a registered representative with Steward Partners Investment Solutions, LLC, a firm that is registered with the Securities and Exchange Commission. James has a strong background in the financial industry, with over 13 years of experience. His previous experience includes roles at LPL Financial LLC, Kestra Investment Services, LLC, Charles Schwab & Co., Inc., BBVA Compass Investment Solutions, Inc, and Guaranty Brokerage Services, Inc. James holds the Series 7, 24, 63, 99TO, and SIE licenses.

Firm Information

James McCaskill is currently registered with Steward Partners Investment Solutions, LLC. Steward Partners Investment Solutions, LLC is a Limited Liability Company formed in 2021 and is registered in 53 states and the SEC. The firm has reported 13 regulatory events and 1 arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

37

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James McCaskill’s Registration & Firm History

OR

08/17/2023 - Present

Steward Partners Investment Solutions, LLC (PORTLAND OR)

SC

06/02/2023 - 08/31/2023

LPL FINANCIAL LLC (FORT MILL SC)

TX

01/27/2016 - 05/01/2023

KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)

TX

04/18/2013 - 08/28/2013

CHARLES SCHWAB & CO., INC. (AUSTIN TX)

TX

03/01/2010 - 02/25/2013

BBVA COMPASS INVESTMENT SOLUTIONS, INC (AUSTIN TX)

TX

06/20/2007 - 12/24/2009

GUARANTY BROKERAGE SERVICES, INC. (AUSTIN TX)

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Licenses & Designations

BC

Issued 11/16/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/04/2019

Series 24 - General Securities Principal Examination

BC

Issued 06/05/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Cecil McCaskill.
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