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James Cavedo Row

Entoro Advisors

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About James Cavedo Row

James Cavedo Row is a registered investment advisor representative with Entoro Advisors. James has been in the financial industry since 2002. James holds Series 7, 24, 28, 63, 79, 99, and SIE licenses. James is also a Chartered Financial Analyst. James has held previous positions with SP Securities LLC, Amerifund Capital Securities, LLC, Starlight Investments, LLC, and ECT Securities Limited Partnership.

Firm Information

James Row is currently registered with Entoro Advisors. Entoro Advisors is an investment advisor that specializes in managing portfolios for pooled investment vehicles. They have 2 investment adviser representatives and 2 registered representatives.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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James Row’s Registration & Firm History

TX

06/07/2023 - Present

Entoro Advisors (HOUSTON TX)

TX

03/11/2009 - 09/10/2015

SP SECURITIES LLC (HOUSTON TX)

TX

03/15/2007 - 07/16/2008

AMERIFUND CAPITAL SECURITIES, LLC (HOUSTON TX)

TX

07/14/2005 - 04/19/2006

STARLIGHT INVESTMENTS, LLC (HOUSTON TX)

TX

05/24/1996 - 09/25/2000

ECT SECURITIES LIMITED PARTNERSHIP (HOUSTON TX)

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Licenses & Designations

BC

Issued 06/19/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 11/12/2007

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 07/26/2005

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Cavedo Row.
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