Unclaimed
James Casey Mulcare is an active individual advisor registered with the state of Illinois. James is associated with Allstate Financial Services, LLC. James holds the Series 6, Series 7, and SIE licenses, and he has been in the industry since February 18, 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/04/2010 - Present
Allstate Financial Services, LLC (WHEATON IL)
IL
06/28/2002 - 08/17/2006
ALLSTATE FINANCIAL SERVICES, LLC (NORTHBROOK IL)
IL
02/20/2001 - 03/15/2002
AFD, INC. (NORTHBROOK IL)
BC
Issued 04/09/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 02/24/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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