Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Casey Haggard is a financial advisor with Fidelity Personal And Workplace Advisors. James is a registered representative of Fidelity Brokerage Services LLC. James has been in the financial industry since 2009 and specializes in financial planning, portfolio management for individuals and businesses. James is also registered with the state of Texas as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
12/03/2019 - Present
Fidelity Personal AND Workplace Advisors (SARASOTA FL)
FL
09/19/2014 - 10/07/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (SARASOTA FL)
FL
02/07/2013 - 09/17/2014
TD AMERITRADE, INC. (SARASOTA FL)
MI
09/13/2010 - 01/02/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NOVI MI)
MI
11/13/2009 - 08/19/2010
PNC INVESTMENTS (CANTON MI)
MI
04/02/2009 - 11/13/2009
NATCITY INVESTMENTS, INC. (HOWELL MI)
MI
11/10/2008 - 02/17/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FARMINGTON HILLS MI)
BOTH
Issued 12/05/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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