Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Caselli is a financial professional with experience in the securities industry. James is currently registered with Cantor Fitzgerald & Co. in New York. Previously, James was registered with UBS Financial Services Inc. James holds the Series 66, Series 7, and SIE licenses. James has been active in the industry since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/28/2024 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
07/19/2021 - 05/28/2024
UBS FINANCIAL SERVICES INC. (New York NY)
BOTH
Issued 04/30/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2021
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2021
Series 7TO - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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