Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carter Boone is a financial advisor at Raymond James & Associates, Inc. based in Boerne, Texas. James has been in the financial services industry since 1992. James holds Series 63, SIE and Series 7 licenses and has been registered in several states including Colorado, New Jersey, New York and Texas. Before joining Raymond James & Associates, Inc., James previously worked for Morgan Keegan & Company, Inc., RBC Capital Markets Corporation, Legg Mason Wood Walker, Incorporated, and CIBC Oppenheimer Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/07/2020 - Present
Raymond James & Associates, Inc. (BOERNE TX)
TX
02/09/2009 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (SAN ANTONIO TX)
TX
02/07/2000 - 02/19/2009
RBC CAPITAL MARKETS CORPORATION (SAN ANTONIO TX)
MD
03/23/1998 - 02/07/2000
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
08/05/1992 - 04/01/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
BC
Issued 08/12/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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