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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carroll Quinn is a financial advisor with over 30 years of experience in the industry. James Quinn is currently registered with Sequent Planning, LLC. James Quinn provides financial planning, pension consulting, and portfolio management services to individuals and businesses. James Quinn also offers educational seminars and publishes periodicals. James Quinn is a Certified Financial Planner and has a Series 63, Series 65, Series 7, and Series 10 license. James Quinn has previously worked with B.C. Ziegler and Company, Presidential Brokerage, Inc., ALLSTATE FINANCIAL SERVICES, LLC, and Welton Street Investments LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CO
04/09/2024 - Present
Sequent Planning, LLC (ENGLEWOOD CO)
CO
02/18/2016 - 04/08/2024
ALLSTATE FINANCIAL SERVICES, LLC (Arvada CO)
CO
08/12/2015 - 02/12/2016
PRESIDENTIAL BROKERAGE, INC. (GREENWOOD VILLAGE CO)
CO
07/11/2013 - 08/13/2015
B. C. ZIEGLER AND COMPANY (GREENWOOD VILLAGE CO)
CA
01/02/2013 - 07/19/2013
CAPITAL SYNERGY PARTNERS (IRVINE CA)
CA
11/07/2012 - 12/31/2012
CAPITAL SYNERGY PARTNERS (IRVINE CA)
CO
02/04/2010 - 11/03/2010
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
CO
05/03/2007 - 10/02/2009
WELTON STREET INVESTMENTS LLC (ENGLEWOOD CO)
MA
06/16/2005 - 11/07/2005
NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)
RI
12/01/2004 - 06/16/2005
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
TX
02/21/1991 - 08/30/2004
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
IL
08/02/1989 - 05/18/1990
BRAUVIN SECURITIES, INC. (CHICAGO IL)
NA
02/19/1986 - 07/05/1988
CAMERON, MURPHY & SPANGLER, INC.
IA
Issued 09/20/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 07/26/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1986
Series 7 - General Securities Representative Examination
Active
Inactive
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