Unclaimed
James Carroll Hatcher is a registered investment advisor representative with PFS Investments Inc. located in FT WRIGHT, KY. James has been in the securities industry since September 9, 1992. James has passed the Series 6, Series 63, Series 26 and Series 65 exams. James is currently registered in Florida, Indiana, Kentucky and Texas. James has also been employed with Primerica Financial Services, PFS Investments Inc. and Primerica.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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KY
10/04/2021 - Present
PFS Investments Inc. (FT WRIGHT KY)
IA
Issued 02/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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