Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carr Bennett is a financial professional with over 20 years of experience in the financial services industry. James has held various positions at Prudential Annuities Distributors, Inc. and Pruco Securities, LLC. James is currently registered with Prudential Annuities Distributors, Inc. in multiple states, including California, Florida, North Carolina, Ohio, South Carolina, and South Dakota. James is also registered with FINRA. James holds several licenses including Series 6, 7, 26, 63 and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
04/01/2004 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
10/23/2000 - 03/26/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 12/01/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/20/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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