Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carlyle West is a financial advisor with over 20 years of experience in the financial industry. James is currently registered with Evercore Group LLC in New York, New York. James has previously worked at INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC, BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC., and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION. James has a wide range of experience in the financial industry. James has passed the Series 63, Series 87, Series 86, and Series 7 exams. James is registered in 37 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/22/2015 - Present
Evercore Group LLC (NEW YORK NY)
NY
10/08/2014 - 12/31/2015
INTERNATIONAL STRATEGY & INVESTMENT GROUP LLC (NEW YORK NY)
NY
09/22/2008 - 07/23/2014
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/28/2000 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NJ
10/06/2000 - 10/23/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
BC
Issued 06/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/16/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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