Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carlton Hunter is a financial advisor with Osaic Institutions, Inc. based in Westport, Connecticut. James has been in the financial services industry since 1990 and has experience providing financial advice to individuals and businesses. James is registered with the state of Connecticut as both a broker-dealer and an investment advisor representative. James is also registered with the state of Connecticut as a Registered Representative. James's professional designations include Series 7, Series 6, Series 63, Series 65, and Series 24. James is also a licensed insurance broker. James's other business activities include ownership of a commercial office building in Darien, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
01/18/2018 - Present
Osaic Institutions, Inc. (WESTPORT CT)
CT
12/08/2005 - 01/22/2018
MML INVESTORS SERVICES, LLC (NORWALK CT)
NY
05/03/1999 - 12/20/2005
PARK AVENUE SECURITIES LLC (NEW YORK NY)
NY
10/01/1990 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
04/19/1990 - 09/17/1990
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 05/10/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/18/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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