Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carlton Cox is an investment advisor representative with over 20 years of experience in the financial services industry. He is currently registered with Wells Fargo Advisors Financial Network, LLC and is a registered principal. James has held licenses in several states including Georgia, Texas, Florida, North Carolina, Virginia, and Maryland. James has been a registered representative of Wells Fargo Advisors Financial Network, LLC in Peachtree City, Georgia, since May 2009. Prior to that, James was a registered representative of Merrill Lynch, Pierce, Fenner & Smith Incorporated in Peachtree City, Georgia, from November 2001 to April 2009. James holds several licenses, including the Series 7, Series 24, and Series 66. James specializes in providing investment consulting services to institutional clients and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
GA
08/29/2016 - Present
Wells Fargo Advisors Financial Network, LLC (PEACHTREE CITY GA)
GA
11/16/2001 - 04/20/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PEACHTREE CITY GA)
BOTH
Issued 02/26/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/01/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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