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James Carlson

Florida Financial Advisors, LLC

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About James Carlson

James Carlson is an active advisor with Florida Financial Advisors, LLC, based in Dallas, TX. James specializes in investment advisory services and has been working in the financial industry since 2022. James Carlson is registered in Texas, Pennsylvania, and Florida. James is also a registered representative for Trinity Wealth Securities, LLC.

Firm Information

James Carlson is currently registered with Florida Financial Advisors, LLC. Florida Financial Advisors, LLC is a registered investment advisor headquartered in Tampa, Florida. The firm provides a range of financial services to individuals, including financial planning, pension consulting, and portfolio management. With over 1,371 accounts and $199,000,000 in regulatory assets under management, Florida Financial Advisors, LLC serves primarily high-net-worth individuals and individuals other than high-net-worth. They are registered with the SEC and offer wrap fee program participation.
Florida Financial Advisors, LLC

401 S 12TH ST.

TAMPA, FL 33602

$199.00M

Assets Under Management

4,539

Total Clients

364

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

2% of net worth or assets for financial planning clients

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James Carlson’s Registration & Firm History

TX

06/13/2023 - Present

Florida Financial Advisors, LLC (Dallas TX)

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Licenses & Designations

BC

Issued 05/11/2023

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/13/2021

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/14/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/08/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Carlson.
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