Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carl Woelfel is a financial advisor in Appleton, Wisconsin. James is registered with Northwestern Mutual Investment Services, LLC. James has been in the financial industry since 2010. James is a Series 66, Series 7 and SIE licensed financial professional. James is registered to offer securities and investment advisory services in 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
WI
10/13/2010 - Present
Northwestern Mutual Investment Services, LLC (Appleton WI)
BOTH
Issued 01/05/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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