Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carl Wendlandt is a financial advisor who has been in the industry since September 16, 1987. James is currently registered with Northwestern Mutual Investment Services, LLC. James has a series 6, 7, 63 and 65 licenses. Previously, James was registered with ROBERT W. BAIRD & CO. INCORPORATED. James is currently registered in Alabama, Georgia, Kentucky, Nevada, North Carolina, Oklahoma, Texas, and Virginia. James has a branch office located in Austin, Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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TX
09/17/1987 - Present
Northwestern Mutual Investment Services, LLC (AUSTIN TX)
WI
09/17/1987 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
IA
Issued 08/21/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/16/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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