Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Wagner is a financial advisor who is currently registered with Concourse Financial Group Securities, Inc., and has been in the industry since 2000. James is licensed to provide investment advice in Kentucky and has a Series 6, 26, and 63 licenses. James Wagner has experience working with individuals, corporations, trusts, and investment companies. He is also registered to provide investment advice in several other states including Alabama, California, Connecticut, Georgia, Illinois, Indiana, Kansas, Kentucky, Massachusetts, Nebraska, North Carolina, Ohio, and South Carolina. James has a vast experience in the industry and has consistently served many clients in his career.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
KY
12/08/2021 - Present
Concourse Financial Group Securities, Inc. (COVINGTON KY)
KY
01/25/2011 - 01/03/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (COVINGTON KY)
PA
09/25/2000 - 12/15/2010
DIRECTED SERVICES LLC (WEST CHESTER PA)
IA
Issued 10/02/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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