Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Carl Manzi is a registered representative with The Leaders Group, Inc. James is a veteran in the financial industry, having started his career in 1987. James is also a registered investment advisor representative. James is registered in California. James has obtained several licenses throughout his career including the Series 7, Series 63 and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
08/15/2012 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CA
04/07/1999 - 08/10/2012
OGILVIE SECURITY ADVISORS CORPORATION (LAFAYETTE CA)
MA
01/22/1992 - 05/19/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
01/20/1992 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
CA
06/24/1989 - 12/24/1991
TRANSAMERICA FINANCIAL RESOURCES, INC. (LOS ANGELES CA)
CA
06/24/1989 - 12/24/1991
TRANSAMERICA SECURITIES SALES CORPORATION (LOS ANGELES CA)
PA
08/18/1987 - 06/13/1989
CIGNA SECURITIES, INC. (RADNOR PA)
IA
Issued 01/31/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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