Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Jones is a financial professional with over 1 year of experience in the financial services industry. James is registered with FINRA and holds the Series 7TO, Series 24, and SIE exams. James currently works for Vanguard Marketing Corp. and is licensed to conduct business in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
01/23/2021 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 04/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/21/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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