Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Baird is a financial advisor currently affiliated with Compass ION Advisors, LLC. James has been in the industry since 1979 and has a broad range of experience. James holds multiple licenses and designations, including Series 65, Series 63, and Series 7. James is also a registered investment advisor in Pennsylvania and Texas. James specializes in providing financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
11/20/2020 - Present
Compass ION Advisors, LLC (CONSHOHOCKEN PA)
PA
12/02/2008 - 01/12/2023
APW CAPITAL, INC. (WEST CONSHOHOCKEN PA)
PA
07/13/2001 - 12/31/2008
EMERGING GROWTH EQUITIES, LTD. (KING OF PRUSSIA PA)
NY
03/18/1994 - 07/24/2001
INVESTEC PMG CAPITAL (NEW YORK NY)
NY
05/26/1989 - 04/08/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
05/06/1983 - 06/08/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
08/07/1980 - 05/19/1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
01/27/1978 - 11/26/1978
SALOMON BROTHERS
IA
Issued 03/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/19/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/25/1985
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/08/1985
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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