Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Canner is a financial professional with over 10 years of experience in the industry. James is currently registered with TD Securities (usa) LLC and holds the Series 63, Series 79, and SIE licenses. James has previously worked at several other firms including Cowen and Company, Code Advisors LLC, Keefe, Bruyette & Woods, Inc., and RBC Capital Markets, LLC. James is currently located in New York, NY and is active in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
04/11/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
03/06/2024 - 04/11/2024
TD SECURITIES (USA) LLC (New York NY)
NY
07/16/2018 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
NY
04/11/2016 - 06/04/2018
CODE ADVISORS LLC (New York NY)
NY
06/12/2014 - 04/08/2016
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
NY
01/01/2014 - 06/05/2014
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
BC
Issued 05/12/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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