Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Currier is an active investment advisor representative licensed in New York. James currently works for LPL Financial LLC and is based in Syracuse, New York. James has experience in the financial services industry since 2016 and has previously worked at Goldman Sachs & Co. LLC, Mercer Allied Company, L.P., Cambridge Investment Research, Inc., and Lincoln Financial Advisors Corporation. James has passed the Series 7, Series 63, Series 66, and SIE examinations. James specializes in providing financial planning, portfolio management for individuals and businesses, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/17/2024 - Present
LPL Financial LLC (SYRACUSE NY)
NY
01/04/2021 - 08/03/2021
GOLDMAN SACHS & CO. LLC (COHOES NY)
NY
08/28/2017 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (COHOES NY)
NY
10/21/2016 - 07/06/2017
CAMBRIDGE INVESTMENT RESEARCH, INC. (Syracuse NY)
NY
05/13/2016 - 10/31/2016
LINCOLN FINANCIAL ADVISORS CORPORATION (SYRACUSE NY)
BOTH
Issued 03/22/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/21/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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