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James Calvin Hulsey

Cetera Investment Advisers LLC

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About James Calvin Hulsey

James Calvin Hulsey is a financial advisor who has been in the industry since 1970. James is currently registered with Cetera Investment Advisers LLC and is licensed in Alabama and Texas. He has previously been registered with Walnut Street Securities, Inc., General American Life Insurance Company, and The Prudential Insurance Company of America. James holds a variety of licenses and certifications, including Series 7, Series 63, Series 24, and Series 51. James specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and charitable organizations.

Firm Information

James Hulsey is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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James Hulsey’s Registration & Firm History

AL

06/29/2023 - Present

Cetera Investment Advisers LLC (NORTHPORT AL)

AL

07/10/1985 - 09/03/2013

WALNUT STREET SECURITIES, INC. (NORTHPORT AL)

NA

10/10/1973 - 01/14/1987

GENERAL AMERICAN LIFE INSURANCE COMPANY

NA

05/14/1970 - 10/10/1973

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

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Licenses & Designations

BC

Issued 10/7/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/4/2010

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 3/30/2002

Series 24 - General Securities Principal Examination

BC

Issued 1/2/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 5/6/1970

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James Calvin Hulsey.
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