Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Callinan is a financial professional with over 25 years of experience in the industry. He has a strong background in investment banking and securities trading. James has held various positions at prominent firms including J.P. Morgan Securities LLC, Standard Chartered Securities (North America) Inc., and Credit Suisse First Boston LLC. James currently is registered with Wells Fargo Securities, LLC. James holds licenses Series 4, 7, 8, 24, 63 and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
05/08/2024 - Present
Wells Fargo Securities, LLC (Summit NJ)
NJ
06/17/2015 - 06/06/2019
WELLS FARGO SECURITIES, LLC (Summit NJ)
NY
09/25/2014 - 05/22/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
04/23/2008 - 08/20/2014
STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)
FL
01/22/2010 - 01/08/2013
STANCHART SECURITIES INTERNATIONAL, INC. (MIAMI FL)
TX
08/05/2008 - 09/30/2008
HARRISON LOVEGROVE AMERICAS L.P. (HOUSTON TX)
NY
12/01/2006 - 04/18/2008
ABN AMRO ROTHSCHILD LLC (NEW YORK NY)
NY
01/02/2004 - 04/11/2008
ABN AMRO INCORPORATED (NEW YORK NY)
NY
08/29/2001 - 01/07/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
10/30/1996 - 10/09/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
10/12/1995 - 11/08/1996
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
10/24/1994 - 09/18/1995
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
07/09/1993 - 10/10/1994
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
BC
Issued 07/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/1997
Series 4 - Registered Options Principal Examination
BC
Issued 04/17/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/03/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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