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James Callaway Smallwood

FBL Marketing Services, LLC

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About James Callaway Smallwood

James Callaway Smallwood is a financial professional with over 20 years of experience in the financial services industry. James holds the Series 6, Series 26, and Series 63 securities licenses, as well as the SIE exam. James is currently registered with FBL Marketing Services, LLC in Kansas. James has been with FBL Marketing Services, LLC since May 14, 1998.

Firm Information

James Smallwood is currently registered with FBL Marketing Services, LLC. FBL Marketing Services, LLC is a Limited Liability Company formed on August 15, 2012. They are registered in 44 states and hold one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,069

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Smallwood’s Registration & Firm History

KS

05/14/1998 - Present

FBL Marketing Services, LLC (Oskaloosa KS)

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Licenses & Designations

BC

Issued 02/25/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/30/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1998

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for James Callaway Smallwood. Review regulatory record here.
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