Unclaimed
James Callaway Smallwood is a financial professional with over 20 years of experience in the financial services industry. James holds the Series 6, Series 26, and Series 63 securities licenses, as well as the SIE exam. James is currently registered with FBL Marketing Services, LLC in Kansas. James has been with FBL Marketing Services, LLC since May 14, 1998.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
05/14/1998 - Present
FBL Marketing Services, LLC (Oskaloosa KS)
BC
Issued 02/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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