Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Callaway Smallwood is an investment advisor representative with Global Retirement Partners LLC. James has been in the financial services industry since 1994 and has a series 63, Series 6, and SIE license. James is registered with FINRA and has been in the financial services industry for over 29 years. James has previously worked for other firms including Financial Telesis Inc, Woodbury Financial Services, Inc., Lincoln Financial Advisors Corporation, and The Lincoln National Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
05/29/2021 - Present
Global Retirement Partners LLC (DENVER CO)
CO
10/15/2010 - 12/03/2014
FINANCIAL TELESIS INC (DENVER CO)
CO
06/23/2004 - 10/19/2010
WOODBURY FINANCIAL SERVICES, INC. (DENVER CO)
IN
01/17/1994 - 04/21/2004
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
01/17/1994 - 04/21/2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
BC
Issued 01/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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