Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Calhoun Griffeth is a financial professional with over 20 years of experience in the financial services industry. Currently, James is a registered representative with J.P. Morgan Securities LLC. James has held prior positions with NYLIFE Securities LLC, ONEMERICA Securities, Inc., THRIVENT Investment Management Inc., and Edward Jones. James is a licensed Series 7, Series 10, Series 63, and Series 66. James also holds the Securities Industry Essentials Examination. James is registered in Ohio. James specializes in working with high-net-worth individuals, businesses, pension and profit-sharing plans, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
03/04/2020 - Present
J.p. Morgan Securities LLC (COLUMBUS OH)
TX
10/16/2018 - 02/21/2020
NYLIFE SECURITIES LLC (FRISCO TX)
TX
04/17/2018 - 10/11/2018
ONEAMERICA SECURITIES, INC. (DALLAS TX)
TX
08/15/2017 - 04/13/2018
THRIVENT INVESTMENT MANAGEMENT INC. (Keller TX)
TX
03/14/2000 - 11/09/2006
EDWARD JONES (BEDFORD TX)
BOTH
Issued 08/31/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/30/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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