Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Calcagno is an active investment advisor representative in Texas with over 7 years of experience in the industry. James is registered with J.P. Morgan Securities LLC. James's past experience includes working with Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC, both of which are located in Texas. James holds multiple industry licenses, including the Series 4, Series 7, Series 9, Series 10 and the Series 66. James has been in the industry since August 7, 2015. James is licensed to provide investment advisory services in all 50 states, the District of Columbia, and Puerto Rico. James is also licensed to provide investment services in Texas as a registered representative. James works with a variety of clients, including individuals, corporations, pension plans, and charitable organizations. James is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/05/2022 - Present
J.p. Morgan Securities LLC (Houston TX)
TX
03/23/2022 - 08/29/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (THE WOODLANDS TX)
TX
05/27/2015 - 02/13/2022
J.P. MORGAN SECURITIES LLC (KATY TX)
BOTH
Issued 06/02/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2023
Series 4 - Registered Options Principal Examination
BC
Issued 08/05/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/01/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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