Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Gavin is a financial advisor with over 25 years of experience in the financial industry. James is currently registered with Bankers Life Advisory Services, Inc. and is licensed to offer financial services in 40 states. Prior to joining Bankers Life Advisory Services, Inc., James worked at ProEquities, Inc., UVEST Financial Services Group, Inc., Waddell & Reed, Inc., MML Investors Services, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company and Pruco Securities Corporation. James is a Series 6, 7, 24 and 66 licensed professional. James specializes in financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Non-discretionary investment consulting services
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2
ME
07/05/2016 - Present
Bankers Life Advisory Services, Inc. (Scarborough ME)
ME
06/04/2010 - 05/26/2016
PROEQUITIES, INC. (SCARBOROUGH ME)
NC
05/14/2009 - 05/21/2010
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NH
10/13/2005 - 04/22/2009
WADDELL & REED, INC. (PORTSMOUTH NH)
MA
06/25/2003 - 09/16/2005
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
MA
10/14/1999 - 06/04/2003
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/14/1999 - 06/04/2003
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NJ
08/03/1993 - 09/27/1999
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 02/03/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/02/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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