Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames C. Toedtman is a registered representative with Bbva Securities Inc. James has been in the industry since January 26, 2008, and has passed the Series 7, Series 63 and SIE exams. James is registered with the state of New York. Previously, James was registered with Standard Chartered Securities North America LLC and PNC Capital Markets LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
11/09/2022 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
11/18/2009 - 08/18/2022
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC (NEW YORK NY)
PA
06/10/2004 - 06/23/2006
PNC CAPITAL MARKETS LLC (PHILADELPHIA PA)
BC
Issued 04/29/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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