Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames C. Stebner is a financial professional with over 30 years of experience in the industry. James is currently registered with Charles Schwab & Co., Inc. and is located in St. Louis, Missouri. Prior to joining Charles Schwab & Co., Inc., James was registered with TD Ameritrade, Inc., Wells Fargo Clearing Services, LLC, First Clearing, LLC, Prudential Securities Incorporated and Smith Barney Inc. James holds a Series 63, Series 24, Series 57TO, Series 3, SIE, Series 55 and Series 7 licenses. James is licensed to provide financial advice in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
MO
10/19/2023 - Present
Charles Schwab & CO., Inc. (St Louis MO)
MO
10/16/2020 - 01/09/2024
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
07/01/2003 - 09/16/2019
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
MO
09/18/2006 - 11/22/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
NY
04/03/1996 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/28/1991 - 09/28/1995
SMITH BARNEY INC. (NEW YORK NY)
BC
Issued 12/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 11/11/2022
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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