Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames C. Sauser is a financial advisor with over 8 years of experience. James is currently registered with J.P. Morgan Securities LLC. James has been a registered representative since 2013. James is also registered as an investment advisor representative in Illinois and Texas. James has passed the Series 7, Series 66, and SIE exams. James offers a variety of financial services, including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
IL
03/22/2022 - Present
J.p. Morgan Securities LLC (Vernon Hills, IL IL)
IL
01/10/2020 - 12/03/2021
MML INVESTORS SERVICES, LLC (CHICAGO IL)
IL
08/21/2017 - 05/13/2019
FARMERS FINANCIAL SOLUTIONS, LLC (HIGHLAND PARK IL)
IL
11/15/2013 - 04/03/2017
COUNTRY CAPITAL MANAGEMENT COMPANY (GRAYSLAKE IL)
IL
03/19/2013 - 09/23/2013
AXA ADVISORS, LLC (DEERFIELD IL)
IA
Issued 03/18/2022
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/09/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/2013
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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