Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames C. Phillips is a financial professional with over 10 years of experience in the industry. James currently works at J.P. Morgan Securities LLC. James has held previous roles at J.P. Morgan Securities LLC and Chase Investment Services Corp. James is registered in Louisiana and holds the Series 6, SIE, and Series 6TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
LA
08/03/2021 - Present
J.p. Morgan Securities LLC (NEW ORLEANS LA)
LA
10/01/2012 - 02/11/2015
J.P. MORGAN SECURITIES LLC (HARAHAN LA)
LA
07/10/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW ORLEANS LA)
BC
Issued 08/03/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/20/2021
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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