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James C Obrien

Fortune Financial Services, Inc.

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About James C Obrien

James C Obrien is a financial professional with Fortune Financial Services, Inc. James has been in the industry since April 18, 2021. James is registered with FINRA and holds the Series 6TO and SIE licenses.

Firm Information

James Obrien is currently registered with Fortune Financial Services, Inc.. Fortune Financial Services, Inc. is a Corporation formed on October 21, 1996, and is registered to conduct business in all 50 states, the District of Columbia, and the Virgin Islands. The firm has one approved SEC registration and 52 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

74

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Obrien’s Registration & Firm History

CT

04/19/2021 - Present

Fortune Financial Services, Inc. (Rocky Hill CT)

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Licenses & Designations

BC

Issued 04/19/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/01/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James C Obrien.
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