Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames C. Moore is an active investment advisor, licensed as a registered representative through J.p. Morgan Securities LLC. James has been in the industry since August 4, 2009 and is located in Jersey City, New Jersey. Prior to joining J.p. Morgan Securities LLC, James has held positions at J.P. MORGAN CLEARING CORP. and CITIGROUP GLOBAL MARKETS INC. James holds FINRA Series 7, SIE and Series 99TO securities licenses and has experience providing financial planning, pension consulting, and portfolio management for both businesses and individuals. James specializes in offering investment advice to individuals, businesses, pension and profit sharing plans, insurance companies, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NJ
10/01/2016 - Present
J.p. Morgan Securities LLC (Jersey City NJ)
NY
10/21/2014 - 10/01/2016
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
10/16/2013 - 06/26/2014
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/01/2008 - 10/05/2012
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
04/01/2008 - 12/31/2008
J.P.MORGAN SECURITIES INC. (BROOKLYN NY)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
Nasdaq BX, Inc.
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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