Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames McCanless is a financial advisor with over 15 years of experience in the industry. James currently works at Wedbush Securities Inc. where James has been employed since August 2016. James has held previous positions at firms such as CRT Capital Group LLC, Sterne, Agee & Leach, Inc., Topeka Capital Markets Inc., Guggenheim Securities, LLC, FTN Equity Capital Markets Corp., and Avondale Partners, LLC. James holds the Series 7, Series 86, Series 87, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/23/2016 - Present
Wedbush Securities Inc. (New York NY)
TN
04/20/2015 - 06/29/2016
CRT CAPITAL GROUP LLC (Nashville TN)
TN
01/24/2013 - 04/20/2015
STERNE, AGEE & LEACH, INC. (NASHVILLE TN)
NY
11/23/2012 - 01/15/2013
TOPEKA CAPITAL MARKETS INC. (NEW YORK NY)
TN
03/23/2010 - 05/25/2012
GUGGENHEIM SECURITIES, LLC (NASHVILLE TN)
TN
07/25/2006 - 02/08/2010
FTN EQUITY CAPITAL MARKETS CORP. (NASHVILLE TN)
TN
03/29/2005 - 07/26/2006
AVONDALE PARTNERS, LLC (NASHVILLE TN)
BC
Issued 05/27/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 06/17/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/28/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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