Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames C. Manuola is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. James has been in the industry since October 18, 1999. James has experience in a variety of investment areas, including futures managed funds, general securities, and securities industry essentials. James holds a Series 7, Series 31, and Series 66 license. James is registered in numerous states, including New Jersey, Texas, and California. Prior to working at Merrill Lynch, Pierce, Fenner & Smith Inc., James was employed by Morgan Stanley Smith Barney and Citigroup Global Markets Inc. James can provide a range of services to investors, including portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
08/28/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (MOUNT LAUREL NJ)
NJ
06/01/2009 - 08/27/2010
MORGAN STANLEY SMITH BARNEY (MT. LAUREL NJ)
NJ
05/06/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (MT. LAUREL NJ)
NY
10/19/1999 - 05/09/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/29/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 10/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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