linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

James C Leonard

UMB Financial Services, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you James? Claim Your Profile

About James C Leonard

James C Leonard is a financial advisor with over 20 years of experience in the financial services industry. James is currently registered with UMB Financial Services, Inc. and holds Series 3, 7, 53, and 63 licenses. James is a specialist in portfolio management for individuals and businesses.

Firm Information

James Leonard is currently registered with UMB Financial Services, Inc.. UMB Financial Services, Inc. is a corporation that provides investment advisory services to individuals and businesses. The firm has been in operation since 1985 and is headquartered in Kansas City, Missouri. UMB Financial Services, Inc. offers a range of services, including financial planning, portfolio management, and wrap fee programs. The firm is registered with the SEC and is also registered in 52 states.
UMB Financial Services, Inc.

928 GRAND BLVD

KANSAS CITY, MO 64106

$730,778

Assets Under Management

1,301

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

James Leonard’s Registration & Firm History

NY

01/13/2017 - Present

UMB Financial Services, Inc. (New York NY)

NY

04/18/2016 - 01/11/2017

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

10/19/2009 - 11/18/2015

GUGGENHEIM SECURITIES, LLC (NEW YORK NY)

NY

06/19/2008 - 10/16/2009

JESUP & LAMONT SECURITIES CORP (NEW YORK NY)

NY

08/07/1997 - 06/05/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

Not sure if James C Leonard is right for you?

Licenses & Designations

BC

Issued 08/27/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/06/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2000

Series 3 - National Commodity Futures Examination

BC

Issued 08/06/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James C Leonard.
Not sure if James C Leonard is right for you?