Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you James? Claim Your ProfileJames Harris is a financial professional who has been in the industry since January 20, 2008. James is currently registered with FHN Financial Securities Corp. and has been with the firm since May 26, 2009. Prior to joining FHN Financial Securities Corp., James was employed with FIDELITY BROKERAGE SERVICES LLC from February 26, 2007 to June 30, 2008. James holds the Series 7 and Series 63 licenses. James is registered in 31 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TN
05/26/2009 - Present
FHN Financial Securities Corp. (MEMPHIS TN)
TN
02/26/2007 - 06/30/2008
FIDELITY BROKERAGE SERVICES LLC (GERMANTOWN TN)
BC
Issued 05/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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