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James C Gregg

Citizens JMP Securities, LLC

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About James C Gregg

James C. Gregg is a financial professional with over 20 years of experience in the industry. James is currently registered with Citizens JMP Securities, LLC in Boston, MA. Previously, James has worked at Citizens Capital Markets, Citizens Securities, Inc., RBS Securities Inc., RBS Securities Corporation, Citizens Investment Services Corp. and State Street Capital Markets, LLC. James has a broad range of experience in the financial services industry, including investment banking, securities trading and advisory services. James is also a licensed Series 7, 24, 63, 79, and SIE representative.

Firm Information

James Gregg is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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James Gregg’s Registration & Firm History

MA

08/01/2023 - Present

Citizens JMP Securities, LLC (BOSTON MA)

MA

05/16/2016 - 08/01/2023

CITIZENS CAPITAL MARKETS (BOSTON MA)

MA

05/20/2010 - 05/16/2016

CITIZENS SECURITIES, INC. (BOSTON MA)

MA

12/12/2008 - 03/01/2010

RBS SECURITIES INC. (BOSTON MA)

NY

02/10/2005 - 12/12/2008

RBS SECURITIES CORPORATION (NEW YORK NY)

RI

11/03/1999 - 01/25/2005

CITIZENS INVESTMENT SERVICES CORP. (JOHNSTON RI)

MA

02/12/1999 - 10/05/1999

STATE STREET CAPITAL MARKETS, LLC (BOSTON MA)

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Licenses & Designations

BC

Issued 06/18/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/07/1999

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2013

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 02/10/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for James C Gregg.
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